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10/01/98

Independent contractors


Definition of independent contractor                        

Questions on independent contractors versus employees       
continue to be asked by small business owners.              

In cases where no specific statute applies, a common-law    
test to is used to determine whether an employee-employer   
relationship exists for federal tax purposes.  Under this   
test, such a relationship exists if the person              
contracting for services has the right to control not       
only the result of the services but also the means by       
which the result is accomplished.  Whether the control      
exists is determined by an examination of all relevant      
facts and circumstances.  Because the test is, to a         
degree, subjective, the IRS and taxpayers may               
occasionally reach different conclusions.  A list of the    
20 common-law factors considered by the IRS can be found    
Rev. Rul. 87-41, 1987-1 C.B. 296.  The 20 factors are       
designed as guides; the degree of importance of each        
factor depends on the occupation and the context in which   
the services are performed.                                 

Regardless of an individual's status under the common-law   
test, section 530 of the Revenue Act of 1978 (P.L. 95-      
600) provides a "safe harbor" rule that may allow a         
taxpayer to treat a worker as an independent contractor     
for employment tax purposes if the taxpayer has a           
reasonable basis for doing so.  A "reasonable basis" may    
include (1) past IRS audit practice, (2) published rules    
or judicial precedent, or (3) longstanding recognized       
practice in the taxpayer's industry.  Relief under          
section 530 is available only if certain additional         
requirements are met; for example, the taxpayer may not     
have treated any individual holding a substantially         
similar position as an employee beginning after 1977.       

Additional information on the independent contractor        
classification can be obtained by calling the IRS toll-     
free at 1-800-829-3676 to request a free copy of            
Publication 937.                                            

Source:  The Small Business Advocate, U.S. Small Business   
Administration, Office of Advocacy, January 1994.           
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